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Part 2 regulatory authorities in USA

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Regulatory Authorities in USA | Global Market Blog

Who Regulates U.S. Capital, Money & Forex Markets?

Capital Market Regulators

  • SEC – Protects investors, governs public companies.
  • FINRA – Regulates broker-dealers.
  • CFTC – Regulates futures and derivatives.

Money & Forex Market Regulators

  • Federal Reserve – Interest rate & money market operations.
  • CFTC – Oversees forex futures/options.
  • NFA – Self-regulatory body for forex dealers.

← Back to Sanctions | Next: How to Invest in U.S. Markets →

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