Part 2 regulatory authorities in USA

Who Regulates U.S. Capital, Money & Forex Markets?

Capital Market Regulators

• SEC – Protects investors, governs public companies.
• FINRA – Regulates broker-dealers.
• CFTC – Regulates futures and derivatives.

Money & Forex Market Regulators

• Federal Reserve – Interest rate & money market operations.
• CFTC – Oversees forex futures/options.
• NFA – Self-regulatory body for forex dealers.

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