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UK sanctions and Market Impact

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Regulatory Authorities of UK Financial Markets

Regulatory Authorities of UK Financial Markets

Introduction

The financial system in the United Kingdom is governed by a set of well-established regulatory bodies. These authorities ensure the smooth functioning of markets, protect investors, and maintain the financial system’s overall integrity. Here’s a breakdown of the key regulators across capital, money, and forex markets.

Capital Market Regulators

  • Financial Conduct Authority (FCA): A primary market regulator that oversees conduct of financial services firms and ensures fair market behavior, investor protection, and market integrity.
  • London Stock Exchange (LSE): Handles the operation of UK’s stock exchange and enforces listing standards, disclosure rules, and reporting obligations for listed companies.

Money & Forex Market Regulators

  • Bank of England (BoE): Acts as the UK’s central bank. Sets monetary policy (including interest rates), manages inflation, and maintains systemic liquidity and financial stability.
  • Prudential Regulation Authority (PRA): Supervises banks, insurance companies, and major investment firms to ensure financial resilience and capital adequacy.

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